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Inverse exchange-traded fund
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#	Item
221	Microsoft Word - DC-#[removed]v12-Comment_Letter.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-08 11:55:57 Financial services Exchange-traded funds Collective investment schemes Inverse exchange-traded fund Direxion Mutual fund Exchange-traded note S&P 500 Index fund Financial economics Investment Funds
222	STATE STREET GLOBAL ADVISORS State Street Financial Center One Lincoln Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-08 10:52:26 Financial markets Funds Collective investment schemes SPDR Mutual fund State Street Global Advisors S&P 500 Arbitrage Inverse exchange-traded fund Investment Financial economics Exchange-traded funds
223	IVES ASSOCIATES, INC. 126 Valley Road Glen Rock, NJ[removed]Telephone: [removed]Fax: [removed]removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-16 10:33:10 Financial services Financial markets Funds United States housing bubble Derivative Hedge fund Exchange-traded fund Repurchase agreement Inverse exchange-traded fund Financial economics Finance Investment
224	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]Jun. 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 3 and 5 and Order Instituting Procee Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-10 09:02:42 Funds Financial markets Exchange-traded funds Financial services Futures contract Stock market index Advisorshares Inverse exchange-traded fund Stock market Financial economics Investment Finance
225	ALABAMA SECURITIES COMMISSION Post Office Box[removed]Montgomery, Alabama[removed]Telephone: ([removed]or[removed]Fax: ([removed]Email: [removed] Website: www.asc.alabama.gov Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2010-09-16 18:52:08 Financial services Funds Collective investment schemes Institutional investors Exchange-traded fund Securities fraud Inverse exchange-traded fund Mutual fund Ponzi scheme Financial economics Investment Finance
226	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]July 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapp Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-10 08:09:10 Funds Financial markets Exchange-traded funds Financial services Mutual fund Inverse exchange-traded fund Futures contract Collective investment scheme Short Financial economics Investment Finance
227	Leveraged and Inverse ETFs: Specialized Products with Extra Risks for Buy-and-Hold Investors The SEC staff and FINRA are issuing this Alert because we believe individual investors may be confused about the performance o Add to Reading List Source URL: investor.gov Language: English - Date: 2014-07-22 17:39:32 Financial markets Funds Inverse exchange-traded fund Commodities market Mutual fund Direxion Source UK Services Investment Financial economics Exchange-traded funds
228	Press Release[removed]Securities Top Ten Investor Traps Add to Reading List Source URL: www.commerce.utah.gov Language: English - Date: 2013-09-12 21:55:31 Exchange-traded fund Inverse exchange-traded fund Securities fraud Mutual fund Affinity fraud Ponzi scheme Security Hedge fund Nuveen Investments Financial economics Investment Finance
229	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]April 7, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Tradi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-08 09:06:37 Exchange-traded funds Financial services Collective investment schemes Mutual fund Inverse exchange-traded fund Futures contract Stock market index Financial adviser Notional amount Financial economics Investment Funds
230	Press Release[removed]Securities Top Ten Investor Traps Add to Reading List Source URL: commerce.utah.gov Language: English - Date: 2013-09-12 21:55:31 Exchange-traded fund Inverse exchange-traded fund Securities fraud Mutual fund Affinity fraud Ponzi scheme Security Hedge fund Nuveen Investments Financial economics Investment Finance

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